Securities Arbitration: Practice and Forms

Securities Arbitration: Practice and Forms

Number of page: 1162
Author: W. Reece Bader
Publisher: Juris Publishing, Inc.
Rating:
Category: Law

 Securities Arbitration: Practice and Forms nis the leading start-to-finish guide and reference to the entire narbitration process for all types of participants, including public ninvestors and their counsel, representatives of brokerage firms and nother financial institutions (including inside counsel, outside counsel, n and compliance directors and their staffs), members of the staffs of nsponsoring organizations, and arbitrators themselves. This publication nis an efficient tool that can be readily used by all participants at nevery stage in the arbitration process to deal with the various issues, nquestions and problems that arise in such proceedings. It has been nwritten as a comprehensive text with special emphasis on practice and nprocedure. The features include checklists, sample forms and pleadings nand other practice aids, as well as, where possible, practical advice nfrom the author, found throughout the text and on the accompanying nCD-ROM .nSecurities Arbitration: Practice and Forms is a required reference and guide for all those involved, or potentially involved, in the Securities Arbitration process All of the accompanying sample pleadings and forms are included on a CD-ROM in PDF

About The Author

W. Reece Bader is a Partner in the Frankfurt office of
Orrick and is a member of the Securities Litigation/Regulatory Group.
Prior to moving to the Washington, D.C. office in 2006, Mr. Bader was
located in the firm's Silicon Valley, New York and San Francisco
offices.He has concentrated his practice in the area of securities and
futures litigation since 1970. He has extensive experience, including
substantial jury and non-jury trial work in broker-dealer litigation
including securities, commodities and public finance. He also handles
appellate matters and has represented the Securities Industry
Association as amicus curiae in broker-dealer litigation. He
has acted as lead defense counsel in complex class actions involving
initial public offerings and derivative suits, both on behalf of
underwriters, companies and officers and directors. He also regularly
represents broker-dealers and individuals in both SEC and SRO
enforcement actions. Mr. Bader has argued cases before the D.C., Second,
Third, Ninth and Federal Circuits. He serves as an arbitrator for
FINRA, NYSE and NFA, and the Center for Public Resources (Distinguished
Neutrals Panel).He is a former member of the National Arbitration and
Mediation Committee of the NASDR, past Co-Chair of the Securities
Litigation Committee, and past Co-Chair of the Alternative Dispute
Resolution Committee of the ABA’s Litigation Section.Mr.
Bader is a frequent lecturer and panelist for such organizations as the
Practising Law Institute, ALI/ABA, FINRA and the Securities Industry and
Financial Markets Association.