Number of page: 1162
Publisher: Juris Publishing, Inc.
Securities Arbitration: Practice and Forms nis the leading start-to-finish guide and reference to the entire narbitration process for all types of participants, including public ninvestors and their counsel, representatives of brokerage firms and nother financial institutions (including inside counsel, outside counsel, n and compliance directors and their staffs), members of the staffs of nsponsoring organizations, and arbitrators themselves. This publication nis an efficient tool that can be readily used by all participants at nevery stage in the arbitration process to deal with the various issues, nquestions and problems that arise in such proceedings. It has been nwritten as a comprehensive text with special emphasis on practice and nprocedure. The features include checklists, sample forms and pleadings nand other practice aids, as well as, where possible, practical advice nfrom the author, found throughout the text and on the accompanying nCD-ROM .nSecurities Arbitration: Practice and Forms is a required reference and guide for all those involved, or potentially involved, in the Securities Arbitration process All of the accompanying sample pleadings and forms are included on a CD-ROM in PDF